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by Unity Nodes
Proposals

HSP-XXX: Establishment of the HoS Ombuds Office

1 posts80 views2 likesLast activity Oct 2025

  1. DachaOP 2

    hsp: 006

    title: Establishment of the HoS Ombuds Office
    description: Creation of an independent Ombuds Office to handle community conflicts, conduct issues, and mediation within the House of Stake governance ecosystem.
    author: HoS Governance Operations Unit
    discussions-to: https://gov.near.org/t/hsp-006-establishment-of-the-hos-ombuds-office/
    status: Proposal
    type: Structuring
    category: Governance Integrity
    created: 2025-10-12

    Abstract

    This proposal establishes the House of Stake (HoS) Ombuds Office — an independent, neutral body for informal conflict resolution, mediation, and coaching within the NEAR governance ecosystem. The Ombuds Office follows the global Ombuds principles of independence, neutrality, confidentiality, and informality, aiming to restore trust and strengthen community self-governance through dialogue rather than punishment.


    Situation

    As HoS activity and participation grow, disputes increasingly surface across working groups, delegates, validators, and contributors. Today, HoS lacks a neutral, confidential, and standardized channel for early resolution. Issues tend to escalate publicly (forums/Telegram), consuming moderator time, harming trust, and distracting from governance work. There is also no consistent way to surface systemic patterns (recurring miscommunication, role ambiguity, COI concerns) back into governance improvements. An Ombuds function addresses these gaps by offering low-friction intake, impartial listening, informal mediation, and anonymized reporting of trends to governance.


    Context & Alignment

    The Ombuds Office aligns with HoS Constitution principles:

    • Transparency & Accountability
    • Fairness & Inclusion
    • Decentralized Conflict Resolution

    It complements (not replaces) moderation and formal sanctions. It is independent from NF, NF contractors, and HoS Core/Foundation teams.


    Mission

    Objectives

    • Enforce the HoS Code of Conduct policy through coaching and restorative practices.
    • Provide a confidential and independent mediation process.
    • Coach members in constructive dialogue and non-violent communication (NVC).
    • Detect governance tensions early and suggest improvements.
    • Model fairness and neutrality across HoS operations.

    Quantified Outcomes (6-Month Pilot)

    • 100% of reports acknowledged within 48 hours.
    • ≥ 70% of logged cases resolved informally within 30 days.
    • ≥ 30% reduction in public conflict incidents (forum/Telegram) vs. baseline.
    • 2 anonymized quarterly transparency reports published.

    Approach

    Action Area Description Deliverables
    Governance Setup Ratify Ombuds Charter and recruit 5 members Approved charter + public roster
    Training & Tools Mediation/confidentiality training + encrypted storage Training certificates + data vault
    Operational Launch Confidential form + email + workflow SOP Live intake system
    Reporting & Evaluation Quarterly anonymized report Metrics + recommendations
    Continuous Improvement Track systemic issues & recommend policy updates Governance improvement proposals

    Milestones

    Milestone Target Date Deliverable Success Criteria
    Charter Approval Nov 2025 HoS vote passed ≥ 60% “Approve”
    Member Recruitment Dec 2025 5 members appointed Diversity + no COI
    Training Completion Dec 2025 Mediation training finished 100% trained
    Portal Launch Jan 2026 Confidential intake live Tested + secure
    Pulse Integration Feb 2026 View-only dashboard access Data feed active
    Report #1 Apr 2026 1st anonymized report Published on gov.near.org
    Evaluation & Renewal May 2026 Council review + renewal KPIs ≥ 70% met

    Implementation Timeline

    Phase Period Focus Activities
    Phase 1 – Setup Nov–Dec 2025 Charter ratification, recruitment, training
    Phase 2 – Launch Jan–Feb 2026 Portal launch + Pulse integration
    Phase 3 – Operate Mar–May 2026 Handle reports + publish 1st report
    Phase 4 – Review Jun 2026 Evaluation + renewal proposal

    Team & Accountability

    Role Function Accountable to
    Ombuds Coordinator Leads operations, training, reporting HoS Screening Council
    4 Ombuds Members Intake & mediation Coordinator + Council
    Appeals Panel (3 rotating) Independent case review Community mandate
    Administrative Support Scheduling & records Coordinator

    Primary Accountability: The Coordinator reports monthly to the HoS Screening Council and publishes quarterly anonymized summaries for public review.


    6-Month Budget & Resources (USD)

    Item Amount (USD) Notes
    Ombuds Stipends $15,000 5 members × $500 × 6 months
    Coordinator Compensation $1,800 $300 × 6 months
    Tools & Software $1,200 Secure form host, encrypted vault, Notion workspace
    Training & Certification $900 Online mediation/confidentiality courses
    Appeals Panel & Contingency $1,100 Reserve for legal review / replacements
    TOTAL REQUESTED $20,000 6-month pilot (Dec 2025 – May 2026)

    Funding Source: HoS Foundation Treasury
    Disbursement Schedule: 50% up-front (Dec 2025) + 50% after mid-term review (Mar 2026).


    Success Metrics (KPIs)

    Indicator Target (6 Months) Measurement Method
    Avg. acknowledgment time ≤ 48 h Intake logs
    Informal resolution rate ≥ 70% Case tracker
    Avg. resolution time ≤ 30 days Ombuds records
    Public escalations −30% vs baseline Forum & chat data
    Appeals processed on time 100% ≤ 30 days Appeals register
    Transparency reports 2 / cycle gov.near.org archive

    Financial Impact Summary

    • Total Requested: $20,000 USD
    • Pilot Length: 6 months
    • Scale: < 0.005% of HoS Treasury assets
    • Risk Level: Low (off-chain administrative project)
    • Expected Impact: High procedural value — reduces friction, builds trust, improves participation

    Reporting & Accountability

    • Monthly internal reviews of active cases + KPIs
    • Quarterly public report (anonymized aggregates)
    • Post-pilot evaluation with renewal vote by HoS Security Council

    Risks & Mitigations

    Risk Mitigation
    Bias perception Strict COI policy & rotation
    Privacy breach Encrypted storage + minimal logging
    Low utilization Awareness campaign during delegate calls
    Budget overrun Fixed cap + Council approval for changes

    Security Considerations (Optional)

    The Ombuds Office is an off-chain function. It does not touch keys, funds, or protocol logic. Data handling follows least-data principles and encrypted storage. No moderation or censorship powers are granted; escalation to sanctions remains under established HoS governance.


    Backwards Compatibility

    Fully off-chain; no impact on NEAR protocol or smart contracts.


    Conflict of Interest

    I’ve read and agree with the House of Stake Conflict of Interest Policy.


    Copyright

    All rights waived under CC0 License.